Comment Letters HomepageComment Letters December 8, 2014 BDA Submits Comment Letter: MSRB Proposed Amendments to Extend Rule G-20 Provisions on Gifts, Gratuities and Non-Cash Compensation to Municipal Advisors December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS) October 22, 2014 BDA Submits Comment Letter – MSRB 2015 Strategic Priorities October 9, 2014 BDA Submits Comment Letter to MSRB on Rule G-37 September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities September 26, 2014 BDA Submits Comment Letter to MSRB on Post-Trade Transparency and a New CTP August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed Amendments to MSRB Rule G-3 on Continuing Education Requirements August 25, 2014 BDA Submits Comment Letter to MSRB: Draft Rule G-42, on Duties of Non-Solicitor Municipal Advisors « 1 … 8 9 10 11 12 13 14 15 16 17 18 19 »
December 8, 2014 BDA Submits Comment Letter: MSRB Proposed Amendments to Extend Rule G-20 Provisions on Gifts, Gratuities and Non-Cash Compensation to Municipal Advisors
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)
December 1, 2014 BDA Submits Comment Letter: FINRA Proposed Rule to Implement Comprehensive Automated Risk Data System (CARDS)
September 30, 2014 BDA Submits Comment Letter to the SEC in Response to MSRB's Proposed Rule Change on Best Execution of Transactions in Municipal Securities
August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed New Rule G-44, on Supervisory and Compliance Obligations of Municipal Advisors
August 26, 2014 BDA Submits Comment Letter to the SEC: Proposed Amendments to MSRB Rule G-3 on Continuing Education Requirements
August 25, 2014 BDA Submits Comment Letter to MSRB: Draft Rule G-42, on Duties of Non-Solicitor Municipal Advisors
