Comment Letters HomepageComment Letters March 31, 2017 BDA Submits Comment Letter: Amendments to MSRB G-34 on CUSIPs March 21, 2017 BDA Comment Letter to DOL on Proposed 60-Day Delay to Applicability Date of the Fiduciary Duty Rule December 19, 2016 BDA to Submit Petition for SEC Rulemaking: Amendments to Form ADV December 5, 2016 BDA Submits Comment Letter to the SEC on its Proposed Amendment to Shorten the Settlement Cycle to T+2 October 18, 2016 BDA Submits Comment Letter to MSRB on Request for Comment on Proposal to Clarify Minimum Denomination Rule September 23, 2016 BDA Submits Comment Letter on FINRA Gifts, Gratuities and Non-Cash Compensation Rules September 9, 2016 BDA Submits Comment Letter to the SEC on FINRA’s Retail Confirmation Rule August 16, 2016 BDA Submits Comment Letter to the SEC on FINRA's U.S. Treasury Transaction Reporting Proposed Rule August 9, 2016 BDA Submits Letter to the SEC on MSRB's RTRS Academic Data Set Proposal August 9, 2016 BDA & Others CDA Letter « 1 … 3 4 5 6 7 8 9 10 11 12 13 … 19 »
March 21, 2017 BDA Comment Letter to DOL on Proposed 60-Day Delay to Applicability Date of the Fiduciary Duty Rule
December 5, 2016 BDA Submits Comment Letter to the SEC on its Proposed Amendment to Shorten the Settlement Cycle to T+2
October 18, 2016 BDA Submits Comment Letter to MSRB on Request for Comment on Proposal to Clarify Minimum Denomination Rule
September 23, 2016 BDA Submits Comment Letter on FINRA Gifts, Gratuities and Non-Cash Compensation Rules
August 16, 2016 BDA Submits Comment Letter to the SEC on FINRA's U.S. Treasury Transaction Reporting Proposed Rule
