Comment Letters HomepageComment Letters November 10, 2015 Michael Imhoff of Stifel, Nicolaus & Co. Testifies at IRS Public Hearing on 'Issue Price' for Municipal Securities November 10, 2015 BDA Submits Letter to SEC on FINRA Rule 4210 TBA Amendments September 22, 2015 BDA Submits Issue Price Comment Letter to IRS August 28, 2015 BDA Sumbits Letter to SEC on TRACE 'No Remuneration' Indicator August 25, 2015 BDA Submits Comment Letters to FINRA and MSRB on Market Data Sets August 13, 2015 BDA Testifies Before U.S. Department of Labor on Fiduciary Duty August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable' July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA) July 21, 2015 BDA Submits Comment Letter to Labor Department on Fiduciary Duty Proposal May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs « 1 … 6 7 8 9 10 11 12 13 14 15 16 … 19 »
November 10, 2015 Michael Imhoff of Stifel, Nicolaus & Co. Testifies at IRS Public Hearing on 'Issue Price' for Municipal Securities
August 6, 2015 BDA Submits Comment Letter to SEC on Proposed Amendments to FINRA Rule 6730 to Require Members to Report Transactions in TRACE-eligible Securities 'As Soon As Practicable'
July 24, 2015 BDA Submits Comment Letter to Federal Reserve on Municipal Securities as ‘High Quality Liquid Assets’ (HQLA)
May 29, 2015 BDA Submits Comment Letter on Proposed Rule G-42 to Establish Core Standards of Conduct for MAs
