Comment Letters HomepageComment Letters March 12, 2013 BDA Submits Comment Letter: MSRB Proposed Rule G-47 March 5, 2013 BDA Submits Comment Letter to FINRA Relating to Recruitment Compensation Practices February 19, 2013 BDA Submits Comment Letter to the MSRB Regarding Rules and Interpretive Guidance December 20, 2012 BDA Submits Letter to FINRA on Revised Proposal to Identify and Manage Conflicts Involving Debt Research Reports November 19, 2012 BDA Submits Comment Letter on TRACE Dissemination Issues November 5, 2012 BDA Submits Comment Letter on MSRB Revised Draft Rule Amendments and a Revised Draft Interpretive Notice on Retail Order Periods October 3, 2012 BDA Submits Comment Letter to SEC Re: MSRB Proposal Related to Large-Size Trade Reports September 24, 2012 MSRB Receives Approval From SEC to Limit the Use of "Not Reoffered" or "NRO" Designations September 21, 2012 BDA Submits Comment Letter to the MSRB Re: Strengthening Account Opening Procedures for Online Transactions July 30, 2012 BDA Submits Letter on MSRB Concept Proposal for Public Disclosure of Financial Incentives « 1 … 11 12 13 14 15 16 17 18 19 »
December 20, 2012 BDA Submits Letter to FINRA on Revised Proposal to Identify and Manage Conflicts Involving Debt Research Reports
November 5, 2012 BDA Submits Comment Letter on MSRB Revised Draft Rule Amendments and a Revised Draft Interpretive Notice on Retail Order Periods
October 3, 2012 BDA Submits Comment Letter to SEC Re: MSRB Proposal Related to Large-Size Trade Reports
September 24, 2012 MSRB Receives Approval From SEC to Limit the Use of "Not Reoffered" or "NRO" Designations
September 21, 2012 BDA Submits Comment Letter to the MSRB Re: Strengthening Account Opening Procedures for Online Transactions
July 30, 2012 BDA Submits Letter on MSRB Concept Proposal for Public Disclosure of Financial Incentives
