BDA’s Legal & Compliance Committee engages legal and compliance personnel at BDA member firms to identify priority federal regulatory and legislative issues of concern to our membership. The committee works with BDA staff and outside counsel to develop solutions for middle-market dealers and participates in dealer roundtables and conference calls with a focus on continuous enhancements for our cross-product fixed income market presence.
2019 Committee Leadership
Joey Frebes, KeyBanc Capital Markets – Chair
Gwendolyn Taylor, Stern Brothers – Vice Chair
If you would like to see the full committee list, please contact Brett Bolton at bbolton@bdamerica.org.
