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Guidance for senior and sole managers on primary market disclsoures.

This document, produced by the BDA-retained law firm of  Nixon Peabody, is a piece outlining “lessons learned” from the SEC’s actions in the San Diego and New Jersey cases. The document is intended to provide guidance to public finance bankers serving in senior and sole managed capacities in negotiated offerings. The full document is available to BDA members, but an editied version is available here.

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