News Category: Comment Letter Homepage June 12, 2019 BDA Submits Comment Letter on TRACE pilot/corporate bond block trade dissemination May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading January 15, 2019 BDA Submits Comment Letter on Draft Amendments to 2012 Interpretive Notice on the Application of Rule G-17 to Underwriters of Municipal Securities October 17, 2018 BDA sends comment letter to MSRB on draft compliance under Rule G-40 September 17, 2018 BDA Submits Comment Letter: MSRB Draft Amendments to Primary Offering Rules August 14, 2018 MSRB Requests Comment on Draft FAQs Related to the Use of Social Media under Advertising Rules August 13, 2018 BDA Submits Comment Letter on CFTC’s Proposed Amendments to the De Minimis Exception to the Swap Dealer Definition June 27, 2018 MSRB Requests Comment on Draft FAQs for Rule G-40 June 21, 2018 BDA Sends Letters of Support for PCAOB Audit Exemption Bill Senate Banking Committee to Hold Hearing on the Bill Next Week 1 2 3 4 5 6 … 14 »
May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales
March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading
January 15, 2019 BDA Submits Comment Letter on Draft Amendments to 2012 Interpretive Notice on the Application of Rule G-17 to Underwriters of Municipal Securities
August 14, 2018 MSRB Requests Comment on Draft FAQs Related to the Use of Social Media under Advertising Rules
August 13, 2018 BDA Submits Comment Letter on CFTC’s Proposed Amendments to the De Minimis Exception to the Swap Dealer Definition
June 21, 2018 BDA Sends Letters of Support for PCAOB Audit Exemption Bill Senate Banking Committee to Hold Hearing on the Bill Next Week
