News Category: Comment Letter Homepage June 27, 2018 MSRB Requests Comment on Draft FAQs for Rule G-40 June 21, 2018 BDA Sends Letters of Support for PCAOB Audit Exemption Bill Senate Banking Committee to Hold Hearing on the Bill Next Week June 4, 2018 BDA Submits Comments to the House Ways and Means Tax Policy Subcommittee May 7, 2018 BDA Submits Written Comments in Support of Reinstating Municipal Advance Refundings and Expanding PABs May 4, 2018 Update: BDA Sends Joint Letter with NAMA and SIFMA to SEC on MSRB’s Proposed Advertising Rule Change April 20, 2018 BDA Submits Comment Letter: MSRB Seeks Input on a Compliance Resource to Help Distinguish Advice and Recommendations (Rule G-42) April 9, 2018 BDA SUBMITS COMMENT LETTER: FINRA Requests Comment on the Application of Certain Rules to Government Securities and to Other Debt Securities More Broadly (Regulatory Notice 18-05) March 28, 2018 BDA Submits Written Comments in Support of Reinstating Municipal Advance Refundings February 28, 2018 BDA Submits Comment Letter: MSRB Seeks to Establish Rule for Municipal Advisors and Update Dealer Standards on Advertising February 1, 2018 FINRA Proposes Changes to the Securities Industry Essentials Examination 1 2 3 4 5 6 … 14 »
June 21, 2018 BDA Sends Letters of Support for PCAOB Audit Exemption Bill Senate Banking Committee to Hold Hearing on the Bill Next Week
May 7, 2018 BDA Submits Written Comments in Support of Reinstating Municipal Advance Refundings and Expanding PABs
May 4, 2018 Update: BDA Sends Joint Letter with NAMA and SIFMA to SEC on MSRB’s Proposed Advertising Rule Change
April 20, 2018 BDA Submits Comment Letter: MSRB Seeks Input on a Compliance Resource to Help Distinguish Advice and Recommendations (Rule G-42)
April 9, 2018 BDA SUBMITS COMMENT LETTER: FINRA Requests Comment on the Application of Certain Rules to Government Securities and to Other Debt Securities More Broadly (Regulatory Notice 18-05)
February 28, 2018 BDA Submits Comment Letter: MSRB Seeks to Establish Rule for Municipal Advisors and Update Dealer Standards on Advertising
