Thursday, September 9
Corporate Market Structure, New Technologies, and Liquidity Providers
The conversation focused on the evolution of electronic trading since the pandemic began, trading protocol usage, the role of non-bank liquidity providers, and what to watch in the coming year.
Speakers
Friday, September 10
Bond Market Regulation – 4210, G13, 15c2-11, Muni Advisor Rule, Corporate Syndicate Rule, and Remote Work
A discussion from senior staff of the SEC, FINRA, and MSRB on hot topics in fixed income regulation, compliance, and enforcement. We will examine issues like FINRA’s margin rule, MSRB Rule G-13 and the recent related compliance case, SEC Rule 15c2-11, and other key topics. Dan Deaton, partner at BDA member firm Nixon Peabody, will provide commentary.
Speakers
Friday, September 10
Municipal Markets 2021 – Credit, Trading, and Issuance, Plus What to Expect from Washington, DC
We looked into current credit conditions and issuance expectations as localities continue to recover from the COVID-19 pandemic, how the pandemic has impacted muni trading, and what we can expect for the remainder of the year. The group will also provide a discussion on the continued electrification of munis, and a legislative update including a discussion on the current status of key muni legislation in DC.
Speakers
For more information, please contact Mike Nicholas at mnicholas@bdamerica.org
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