FINRA & MSRB’s Retail Confirmation Markup Disclosure Rules HomepageFeatured November 6, 2019 FINRA Files for 4210 Effective Date Extension to March 2021 May 16, 2019 BDA Presses for Revision / Possible Repeal of MSRB Rule G23 March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading September 17, 2018 BDA Submits Comment Letter: MSRB Draft Amendments to Primary Offering Rules March 27, 2018 Retail Confirmation Markup Disclosure Rules February 8, 2018 Bond Buyer: How BDA would give dealers more time to comply with markup disclosure February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure February 1, 2018 BDA Update: Retail Confirmation Markup Disclosures January 3, 2018 MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers November 17, 2017 MSRB’s Request for Comment on Retrospective Review of Primary Offering Practices 1 2 »
March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading
February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure
