FINRA & MSRB’s Retail Confirmation Markup Disclosure Rules HomepageFINRA & MSRB’s Retail Confirmation Markup Disclosure Rules April 27, 2020 MSRB Not Expected to Pursue Pre-Trade Transparency Rulemaking November 6, 2019 FINRA Files for 4210 Effective Date Extension to March 2021 May 16, 2019 BDA Presses for Revision / Possible Repeal of MSRB Rule G23 March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading September 17, 2018 BDA Submits Comment Letter: MSRB Draft Amendments to Primary Offering Rules March 27, 2018 Retail Confirmation Markup Disclosure Rules February 8, 2018 Bond Buyer: How BDA would give dealers more time to comply with markup disclosure February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure February 1, 2018 BDA Update: Retail Confirmation Markup Disclosures January 3, 2018 MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers 1 2 »
March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading
February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure
