FINRA & MSRB’s Retail Confirmation Markup Disclosure Rules HomepageComment Letters March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading September 17, 2018 BDA Submits Comment Letter: MSRB Draft Amendments to Primary Offering Rules March 27, 2018 Retail Confirmation Markup Disclosure Rules February 8, 2018 Bond Buyer: How BDA would give dealers more time to comply with markup disclosure February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure February 1, 2018 BDA Update: Retail Confirmation Markup Disclosures January 3, 2018 MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers November 17, 2017 MSRB’s Request for Comment on Retrospective Review of Primary Offering Practices October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal September 9, 2016 BDA Submits Comment Letter to the SEC on FINRA’s Retail Confirmation Rule 1 2 »
March 11, 2019 BDA Comment Letter: Draft Interpretation of Application of MSRB Rules to Certain Prearranged Trading
February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure
October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal
