FINRA & MSRB’s Retail Confirmation Markup Disclosure Rules HomepageFeatured February 8, 2018 Bond Buyer: How BDA would give dealers more time to comply with markup disclosure February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure February 1, 2018 BDA Update: Retail Confirmation Markup Disclosures January 3, 2018 MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers November 17, 2017 MSRB’s Request for Comment on Retrospective Review of Primary Offering Practices October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal September 9, 2016 BDA Submits Comment Letter to the SEC on FINRA’s Retail Confirmation Rule December 11, 2015 BDA Submits Comment Letter to FINRA and MSRB on Proposed Retail Markup Disclosure and Pricing Reference Rules January 20, 2015 BDA Submits Comment Letters: FINRA and MSRB Proposed Pricing Reference Disclosure Rules July 30, 2012 BDA Submits Letter on MSRB Concept Proposal for Public Disclosure of Financial Incentives « 1 2 3 »
February 7, 2018 BDA Sends Follow-Up Letter to SEC Chairman Clayton Regarding Retail Confirmation Mark-Up Disclosure
October 4, 2016 BDA Submits Comment Letter to the SEC: MSRB Retail Confirmation Disclosure Rule Proposal
December 11, 2015 BDA Submits Comment Letter to FINRA and MSRB on Proposed Retail Markup Disclosure and Pricing Reference Rules
January 20, 2015 BDA Submits Comment Letters: FINRA and MSRB Proposed Pricing Reference Disclosure Rules
July 30, 2012 BDA Submits Letter on MSRB Concept Proposal for Public Disclosure of Financial Incentives
