News HomepagePage 5 May 7, 2018 SEC Approves Delay of Rule 4210 May 4, 2018 Update: BDA Sends Joint Letter with NAMA and SIFMA to SEC on MSRB’s Proposed Advertising Rule Change May 1, 2018 LPL Financial Joins The Bond Dealers of America April 20, 2018 BDA Submits Comment Letter: MSRB Seeks Input on a Compliance Resource to Help Distinguish Advice and Recommendations (Rule G-42) April 19, 2018 UPDATE: SEC Votes to Move Forward with “Fiduciary” Rule April 18, 2018 Update on Possible Legislative Alternatives to Repeal of Advance Refundings April 17, 2018 BDA Announcing New Member: Sandler O’Neill + Partners, L.P. April 9, 2018 BDA SUBMITS COMMENT LETTER: FINRA Requests Comment on the Application of Certain Rules to Government Securities and to Other Debt Securities More Broadly (Regulatory Notice 18-05) March 28, 2018 BDA Submits Written Comments in Support of Reinstating Municipal Advance Refundings March 27, 2018 Retail Confirmation Markup Disclosure Rules « 1 2 3 4 5 6 7 8 9 10 … 45 »
May 4, 2018 Update: BDA Sends Joint Letter with NAMA and SIFMA to SEC on MSRB’s Proposed Advertising Rule Change
April 20, 2018 BDA Submits Comment Letter: MSRB Seeks Input on a Compliance Resource to Help Distinguish Advice and Recommendations (Rule G-42)
April 9, 2018 BDA SUBMITS COMMENT LETTER: FINRA Requests Comment on the Application of Certain Rules to Government Securities and to Other Debt Securities More Broadly (Regulatory Notice 18-05)
