News HomepagePage 48 September 5, 2017 BDA Advocacy 3rd Qtr – 2017 August 24, 2017 Regulatory Reform: BDA Submits Letter to U.S. Treasury Upcoming Report on U.S. Capital Markets and Securities Law & Regulation August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration August 8, 2017 BDA Submitted Comment Letter: DOL Fiduciary Rule August 8, 2017 BDA Submitted Comment Letter: Urges the Secretary of the Treasury to Withdraw the Proposed IRS Political Subdivision Rule August 4, 2017 UBS Wealth Management & MTS Markets International Joins the BDA July 31, 2017 BDA and Greenwich Associates Release Report: “The Fixed Income Dealer Evolution” An Overview of the Competitive Landscape for Regional Dealers July 24, 2017 BDA Submits Tax Policy Recommendations to Senate Finance Committee Chairman Hatch on Tax Reform July 24, 2017 BDA Submitted Comment Letter: DOL Exemption Applicability Date Delay July 17, 2017 BDA Submits Comment Letter: Proposed Limited Safe Harbor from FINRA Debt Research Rules for Desk Commentary « 1 … 43 44 45 46 47 48 49 50 51 52 53 … 83 »
August 24, 2017 Regulatory Reform: BDA Submits Letter to U.S. Treasury Upcoming Report on U.S. Capital Markets and Securities Law & Regulation
August 8, 2017 BDA FINRA Rule 4210 Letter: Competitive Concerns, Compliance Questions, and a Proposed Amendment for FINRA’s Consideration
August 8, 2017 BDA Submitted Comment Letter: Urges the Secretary of the Treasury to Withdraw the Proposed IRS Political Subdivision Rule
July 31, 2017 BDA and Greenwich Associates Release Report: “The Fixed Income Dealer Evolution” An Overview of the Competitive Landscape for Regional Dealers
July 24, 2017 BDA Submits Tax Policy Recommendations to Senate Finance Committee Chairman Hatch on Tax Reform
July 17, 2017 BDA Submits Comment Letter: Proposed Limited Safe Harbor from FINRA Debt Research Rules for Desk Commentary
