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Membership
Advocacy
FINRA & MSRB’s Retail Confirmation Markup Disclosure Rules
Protecting Tax-Exempt Municipal Bonds
Fiduciary Duty
Private Placement Activity of Non-Dealer Municipal Advisors
FINRA Mortgage Security Margin Amendments
HQLA
Rule 15c2-12
IRS Proposed Regulations on Issue Price
Municipal Advisor Regulatory Regime
Bank Qualified Bonds
Best Execution Standards for Municipal Securities
Congress Lookup
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Fixed Income Sales Manager Roundtable
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Fixed Income Sales Manager Roundtable
April 19, 2018
Minnesota, MN
Agenda
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(.pdf)
