Municipal Advisor Regulatory Regime HomepageComment Letters November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation September 25, 2019 BDA Continues Aggressive Advocacy on Non-Dealer MA Request of SEC May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales February 27, 2019 MSRB Establishes New Effective Date for Advertising Rules and Adopts BDA Position on Social Media Guidance December 20, 2018 MSRB Finalizes Compliance Resource on Application of Content Standards to Advertisements by Municipal Advisors under Rule G-40 October 17, 2018 BDA sends comment letter to MSRB on draft compliance under Rule G-40 August 14, 2018 MSRB Requests Comment on Draft FAQs Related to the Use of Social Media under Advertising Rules August 6, 2018 BDA Submits Comment Letter on MSRB Retrospective Review of Underwriter Disclosures to Issuers June 27, 2018 MSRB Requests Comment on Draft FAQs for Rule G-40 June 7, 2018 PCAOB Audit Exemption Bill Introduced in Congress « 1 2 3 4 »
November 5, 2019 BDA Continues to Lead Industry Pushback on the PFM and NAMA Requests to Avoid Broker-Dealer Regulation
May 28, 2019 BDA Comment Letter: MSRB Request for Comment on Rule G-34 Obligation of Municipal Advisors to Apply for CUSIP Numbers When Advising on Competitive Sales
February 27, 2019 MSRB Establishes New Effective Date for Advertising Rules and Adopts BDA Position on Social Media Guidance
December 20, 2018 MSRB Finalizes Compliance Resource on Application of Content Standards to Advertisements by Municipal Advisors under Rule G-40
August 14, 2018 MSRB Requests Comment on Draft FAQs Related to the Use of Social Media under Advertising Rules
August 6, 2018 BDA Submits Comment Letter on MSRB Retrospective Review of Underwriter Disclosures to Issuers
