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Fiduciary Duty

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  • Comment Letters
July 21, 2015

BDA Submits Comment Letter to Labor Department on Fiduciary Duty Proposal

April 24, 2012

Fiduciary Duty Concept Release by Summer 2012

January 13, 2012

Chairman Schapiro responds to Congressman Garrett's letter: addresses Investor Protection & Fiduciary Standard Initiatives.

September 19, 2011

DOL Pulls Fiduciary Rule

September 13, 2011

BDA Opposes Fiduciary Duty Before House Financial Services

August 23, 2011

MSRB files proposed Rule G-36 with the SEC, governing the fiduciary duty owed by municipal advisors.

May 31, 2011

Rule G-23 Finalized

March 21, 2011

BDA Comments on Proposed Changes to Rule G-23

January 22, 2011

Two Commissioners Criticize SEC Fiduciary Study

January 22, 2011

SEC Releases Study on Fiduciary Duty

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Featured Event

2026 National Fixed Income Conference in Nashville, TN on November 5-6.

National Fixed Income Conference

November 5-6, 2026
Four Seasons Hotel in Nashville, TN

Registration Coming Soon

 


 

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Fixed Income Leaders Summit USA 2026: Shaping the Future of Fixed Income

June 15 – 17, 2026
Westin Copley Place in Boston, MA

View Agenda! Register Here!

Discount Code: FILSBDA

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