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Protecting Tax Exempt Municipal Bonds
Amendments to FINRA Rule 4210 (mortgage margin requirements)
SEC Municipal Disclosures (Rule 15c2-12)
FINRA & MSRB’s Retail Confirmation Mark-up Disclosure Rules
Bank Qualified Bonds
Financial Regulatory Reform Legislation
Municipal Advisor Regulatory Regime
Best Execution Standards for Municipal Securities
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December 16, 2010
National Muni Bond Summit
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