Advocacy in Action HomepagePage 4 May 2, 2012 BDA Submits Comments to the SEC ON MSRB Rule G-43, Broker’s Brokers May 2, 2012 BDA Submits Comment Letter To The MSRB On Retail Order Periods May 2, 2012 BDA Submits Comment Letter to MSRB on Proposed Changes to Rule G-34, Not Reoffered May 2, 2012 BDA Submits Comment Letter on FINRA Proposal to Identify and Manage Conflicts in the Preparation and Distribution of Debt Research Reports May 2, 2012 BDA Submits Comments on MSRB Fiscal Year 2013 Priorities May 2, 2012 BDA Sends Letter to Regulators; Asks for Joint Guidance on Volcker Rule May 2, 2012 BDA Submits Volcker Rule Comments March 14, 2012 U.S. Senate Approves $30M Annual Bank-Qualified Limit; House To Act Next January 17, 2012 GAO issues Report on Municipal Securities: Overview of Market Structure, Pricing, and Regulation. January 13, 2012 SEC Consideration of Fiduciary Duty for Broker-Dealers Providing Investment Advice « 1 2 3 4 5 6 7 8 »
May 2, 2012 BDA Submits Comment Letter on FINRA Proposal to Identify and Manage Conflicts in the Preparation and Distribution of Debt Research Reports
January 17, 2012 GAO issues Report on Municipal Securities: Overview of Market Structure, Pricing, and Regulation.