FINRA Issues Guidance on Social Media

The newly issued guidance covers a series of topics in Q&A format:  Recordkeeping, Supervision, Data Feeds, Links to 3rd party sites, 3rd party posts, Answering questions via Social Media and Accessing Social Media from Personal Devices.  This guidance expands on the principles in Notice 10-06.  Notice 11-39 is available here and Notice 10-06 is available here.

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